HM Government steps up enforcement on Informational Regulatory Update: FCA Fines Oil Rig Consultant across General Regulation, Capital Markets & others
HM Government, BAFIN, EU_COUNCIL are taking enforcement steps linked to Informational Regulatory Update: FCA Fines Oil Rig Consultant, creating immediate compliance risk for General Regulation, Capital Markets, Banking. Rapid alignment is required to avoid sanctions.
Next moves
- Immediate: Review current controls related to informational and capture any open remediation items.
- This week: Brief senior compliance stakeholders on HM Government's acceleration and potential enforcement.